An Exploration in Fantasy -- Part Six: The Draw

I suppose the real question is, "Why does all of this matter?" Of course, that's the real question for so many things, but let's just look at it in relation to fantasy for the moment. Why does it matter? Why should we care about fantasy or where it comes from?

And that could go in all kinds of directions and get all kinds of philosophical, but I want to look at it in relation to the fantasy model itself. You can find the list here.

So... Let's start with kids.

At some point in all but the rarest of childhoods, we all wish we would find out that we were orphans. Our parents suck, and we want to find out that our real parents died when we were babies and these... things... that are raising us are doing it out of some obligation. Basically, we all wish we were Harry Potter. Or Harriet Potter. Or some variation of that. For me, it was Luke Skywalker. For hundreds of years, it was Arthur. Actually, when I was a kid, sometimes, it was still Arthur.

The point is that kids, pretty much all kids, especially when things happen that they don't like, will wish for something that makes them... special. Something that sets them apart. We want some old guy to come along and tell us we're secretly a wizard or a warrior princess to tell us we're the heir to a mighty kingdom that we have to save. Or, you know, we want to get bitten by a magic squirrel and get mutant powers. Or something like that.

The thing is, an awful lot of childhood feels like a descent. Like being trapped in darkness. Some more than others. And we... Well, we don't feel like we know how to get out of it. Often, it's our parents who are the "dark lords." Or some teacher or other. Or the bully that takes our lunch money every day. And fantasy... It helps us get through.

It does, you know. Help us to get through. Many studies have shown that the associations that we form with characters that we admire help us to make our own ways through difficult situations.
-- If Harry could stay true to himself despite what Umbridge did to him, then I can, too.
-- Even though his father tried to kill him, Luke came out of it even stronger. I can, too.
-- Peter Parker didn't let failure defeat him. He learned from it. So can I.
So, yeah, I think it's important to know where fantasy came from. It's the stuff that childhood is made of.

Some of us carry that with us all of our lives, though others outgrow it. Some never discover it.
-- I just want to point out, here, sort of as an aside, some other studies show that reading is one of the main places that we develop empathy. So, although some parents have an attitude of fantasy as being "all that nonsense," it's important to discover the realms of fantasy as a child. It's how learn that even though Edmund betrayed us that we can still forgive him and take him back. --
Tolkien knew the importance of fantasy, even for adults. It's why he created his mythology of Middle Earth. From that standpoint, we owe a lot to Tolkien for making fantasy something more than just fairy tales. Even though he didn't create the fantasy model that authors now use, he really is the Father of Modern Fantasy!

An Exploration in Fantasy -- Part Four: The Darkest Hour

Along our fantastic fantasy journey, so far, we've learned that we're special and could be the prophesied one, among other things. We've met a mentor and found some friends. We've also gone on a journey, probably in search of something. Hopefully, it's a been a learning experience, and we're fully prepared to meet the final challenge. It's a dark time for the rebellion, after all.

From the initial list I made (which you can see here), we need to cover three more points:

8. There is some kind of descent

9. There is some sort of "dark lord" who can only be defeated by the hero.
10. There's an absence of technology.

We'll start with #10 since it has less to do with plot than the rest of the list and, actually, almost fits alongside fantasy needing races of fantastic creatures or beings. Except that I don't think fantasy needs those creatures, I think we just like those creatures. There are plenty of fantasy stories out there that do not include elves and leprechauns. However, the technology thing is important and much more... mercurial. See, sometimes, the technology is the magic, which can make it difficult to distinguish. But let's go down the list of characters (go and see that same post for that last) and see where where and how the absence of technology applies.

1. Harry Potter -- Potter is set in the modern world, but technology doesn't really exist in the wizarding world. It was a neat trick by Rowling to set it present day but still give it that Medieval feel that everyone seems to want their fantasy to have.

2. Luke Skywalker -- The absence of technology thing may seem to not apply to a science fiction piece, BUT the idea in Star Wars, at least for the Jedi, is to eschew technology. Technology, even a technological monstrosity like the Death Star, is nothing when compared to the power of the Force. It's a hearkening back to a mystical (magical) power source. So, although there is technology in the story, the focus for the hero is to not rely on that technology but to trust his "magic."

3-5. Garion, Rand, Richard -- There is no technology.

6-8. Batman, Spider-Man, Superman -- Often in super hero stories, the technology is the magic. The best example of this (right now, anyway) is probably Iron Man, but it applies, also, to the Fantastic Four and, even, to Batman and Spider-Man. When the technology is so advanced as to, basically, not be reproduce-able for the public, it has become "magical." Alien technology is the same. And Superman is above the need for human technology.

9. the Starks -- Again, no technology.

10. Dorothy -- No tech.

11. Katniss -- Effectively, Katniss functions below technology. It's basically, a magic vs. technology environment, but the magic is the special-ness of Katniss and her superhuman skill with a bow.

12-13. Skeeve & Pug -- No tech.

14. Dresden -- The Dresden series is another one that handles technology in an interesting way. Being set in the modern world, technology exists, but there has to be some way to make the use of magic more desirable than the use of that technology, so... wizards, like Harry, disrupt technology. Destroy it, actually. What we end up with is a constant struggle between magic (the old ways) and technology (the new ways) and Harry walking the line in between the two.

The end result of all of this is a lack of technology in how it relates to the protagonists.

The other two points, the descent and the "dark lord" antagonist, have more to do with the hero story arc than fantasy specifically, but fantasy, more than any other genre, tends to depend upon the hero journey. The confusion (entanglement?) of these two things is probably what causes the association of Joseph Campbell with all of this, but the hero journey can actually be applied to any genre. Probably. I'm not actually sure about romance.

At any rate, virtually every one of our heroes has some kind of "dark lord" they have to face off against, even Dorothy. Of course, in the case of super heroes, they will, inevitably, be more than one. From my list, I'm only not sure about Skeeve (being a comedy fantasy, it's not really required and, although there are antagonists, I don't think any would qualify for the "dark lord" position) and the Starks. I don't think the Lannisters quite count as a "dark lord," and, well, The Song of Fire and Ice is not really that kind of story, anyway, but that would be telling (really, that's for another post not related to this series).

Virtually all of the listed heroes also have a descent of some type, often literal as with Luke and his descent into the cave. The descent serves as a learning experience for the protagonist. Even Dorothy has her descent (in the book) when she is made into a slave by the Wicked Witch. Again, Skeeve may be the only protagonist without a real descent in his story arc but, again, comedy!

The question, then, is how much of this comes from Tolkien. Certainly, it's true that all three of these exist in both The Hobbit and The Lord of the Rings. Tolkien was adamantly opposed to industrialization (both in life and in war (especially in war after being in the trenches in World War I)) and it shows in his books. The orcs and goblins are his metaphor for a "technological society."

Both Bilbo and Frodo are confronted with defeating "dark lords," though neither of them actually defeat the dark lords of their stories. Smaug is killed by Bard and Sauron by Gollum, even if it was inadvertent. However, it can be argued in both cases that the protagonists set up their defeats. Both heroes survive their descents into darkness -- Bilbo in the tunnel down to Smaug's lair and Frodo... well, most of Frodo's journey is a journey from one darkness to another -- and come out stronger on the other side.

Just as clearly, many authors have modeled these specific aspects of their own works directly after Tolkien, but is there prior precedence for these in fantasy literature?

And will I ever tell you if there is?

An Exploration in Fantasy -- Part One: The List

Prior to Tolkien, fantasy writing was sparse. At least, what we think of now as fantasy was sparse. Because of that, Tolkien is widely considered the "Father of Modern Fantasy" or, specifically, the "Father of High Fantasy." Along with the title has come the assumption that it was Tolkien who established our model of how fantasy ought to be written, that it was Tolkien who originated the tropes. People, often people who have not read The Lord of the Rings, look at what Tolkien did and ascribe the origins of all that fantasy has become to him.

Now, I love The Lord of the Rings. The Hobbit, as you'll know if you've checked out my "Of Significance..." page on my own StrangePegs blog, is one of the three books that I think everyone should read. And I don't undervalue Tolkien's importance. There would be no fantasy genre as we know it today without him. However, I don't think that we can "blame" Tolkien for today's fantasy tropes. In fact, many of the things we think he did, he did not, in fact, do. No, for the origins of fantasy, we have to look elsewhere.

And we will. But not today. Before we get to that, we need to figure out what are the key elements of fantasy literature, and these tend to hold true whether it's high (epic) fantasy or not.

With that in mind, I've come up with a list. This is my list, mind you, because I couldn't find anything that resembled a definitive list or even lists with many things in common. I'm just going off of the fantasy I've read (which is a lot) and the things I've found in common amongst them.

1. The protagonist (I'm just going to say "hero" from here on out; it's shorter) is not an adult (and usually male).
2. The hero is an orphan (usually both parents are dead, although there is sometime one (usually the mother)).
3. The hero is "special" in some way.
4. There is a prophecy, generally related to the hero.
5. There is an old mentor of some sort, usually a male. (We recognize this character as "the wizard.")
6. There is a quest of some sort involved that only the hero can complete.
7. There is some kind of descent
8. The hero has companions who help him on his journey.
9. There is some sort of "dark lord" who can only be defeated by the hero.
10. There's an absence of technology.

These are the ones that come to mind as being part of the general "fantasy ideal." I could include other things like:
There are other races like elves and leprechauns.
The setting is generally medieval.
Magic of some sort is involved.
But these things seem to me to be decorations for the story, not actually necessary to the functioning of it, so I'm not including them on the list (unless you can convince me otherwise), although I'm sure I'll talk about them as we go along.

Speaking of convincing, I'm not trying to say this is a definitive list, just the list I'm going to work with in looking at the origins of fantasy and, when I say "origins," I actually mean the blueprint that we use as the basis for modern fantasy writing. If you have other things that you feel are essential, please let me know what they are, and I'll look at them.

Oh, and just to be clear, I'm not dealing with any sub-genres like paranormal or vampire or anything like that. Even though those often use these same basic "rules," they have their own twist on them.